高级合规经理岗位职责

合规高级经理SupportingtheSeniorDirectorforeffectiveleadershipofenhancingcomplianceculturelocallyinthespecifiedaffiliate,includingaccountabilityandconsequencesfornon-compliance.

SupportingtheSeniorDirectorforeffectivelyimplementingtheglobalcompliancestandardandcarryingthroughtheglobalstandardtothelocalorganizationinthespecifiedaffiliatethroughstrategicplanningandeffectivecommunication,trainingandmonitoringofpolicies,controlsandinitiativesacrossfunctionsandthroughouttheregion.

SupportingtheSeniorDirectorforeffectiveleadershipofEthics&Compliancelocallytoensurethespecifiedaffiliatemaintainsaneffectivecomplianceprogramandaccomplishestheglobalcompliancestandardbyconductingbusinessandallactivitieswiththehighestsenseofethicsandintegrity,withconsistentandappropriateconsiderationoflocaldifferences.

SupportingtheSeniorDirectorforleadingTonefromtheTopandothercompliancecommunicationprogramsthatemphasizetheimportanceofcompliance,maintainingaspeakupcultureandthecompany’scommitmenttocomplianceandactinginalegal,compliantandethicalmanner

Ethics&Compliancepolicydevelopmentsandsupportiveprocessesinthespecifiedaffiliate

Coordinatingriskassessment,identificationandmanagementactivitiestoensureanintegratedapproachtoidentifyingandmanagingrisk,performingprospectivesystemicreviewsofapplicableprocesses,protocols,andpracticesand/orretrospectivereviewsofactualpractices,andfacilitatingthecompletionofriskmapsforsignificantrisksincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.

Planningandimplementationofadequatemonitoringandcontrolsystemtosecureahighlevelofcompliancewiththeentireorganizationincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.

Anti-BriberyandAnti-Corruptionprogram,includingthird-partyduediligenceprocessesrelatingtocomplianceinthespecifiedaffiliate

Dataprivacyaccordingtothelocallawsandrequirementsinthespecifiedaffiliate

ControloninformationprovidedtoHCPbycommercialormedicalinthespecifiedaffiliate

Controlonpaymentorfunding(includinggrant,donationandsponsorship)toHCPorhealthcareorganizationsinthespecifiedaffiliate

Identifying,definingandtrackingthecomplianceandregulatoryenvironmentintheapplicablelocalcountriesinthespecifiedaffiliate

SupportingtheSeniorDirectorforthemanagementofprocessestocollectandappropriatelyreportcomplianceviolationsandpotentialviolationsinatimelyfashion,includingeffectiveimplementationandmanagementofcompliancehotlinesandhelplines.

SupportingtheSeniorDirectorforstrategicoversightoftracking,trendingandappropriateinvestigationofandfollow-uponethicsandcompliancerelatedissues,concernsoractualorpotentialviolationsconsistentwithglobalandregionalprocesses;thisincludesimplementingappropriatecorrectiveactionsifviolationsoccur.

BenchmarkinglocalcomplianceinitiativesandstructurestoensurethattheCompanyfollowsbestpracticesinthepharmaceuticalindustry.

SupportingtheSeniorDirectorforallocatingcomplianceresourcesinaccordancewiththelevelofcomplianceriskinthespecifiedaffiliate.

SupportingtheSeniorDirectorforidentifying,preventingand/orresolvinglocalandspecifiedcompliancerisks,includingmanagementoflocalethicsandcomplianceriskassessmentsandsupportforregionalandglobalethicsandcomplianceriskassessments.

SupportingtheSeniorDirectorforoverseeandensurethatspecifiedaffiliatesestablishandruncross-functionallocalComplianceCommitteeswithappropriategovernance.

Implementing,enhancingandensuringthattransfersofvaluetoHCPs,HCOs,patientorganizationsandanyotherrequiredtransparencyareappropriatelydone,collectedandreportedwithintheregionaland/orglobalframeworkfortransparency,inaccordancewithlaws,regulations,codesandcompanypoliciesandprocessesinthespecifiedaffiliate.

Effectivelyimplementingthethirdpartycompliancestandardtothelocalbusinesspartnersinthespecifiedaffiliate

OtherEthics&ComplianceinitiativesdeemednecessarytofurtherenhanceAstellas’commitmenttocompliance(includinggloballeadershiproleforcertainspecificarea)inthespecifiedaffiliateandregionally,asdirectedbytheSeniorDirector,E&C,EastAsiaSupportingtheSeniorDirectorforeffectiveleadershipofenhancingcomplianceculturelocallyinthespecifiedaffiliate,includingaccountabilityandconsequencesfornon-compliance.

SupportingtheSeniorDirectorforeffectivelyimplementingtheglobalcompliancestandardandcarryingthroughtheglobalstandardtothelocalorganizationinthespecifiedaffiliatethroughstrategicplanningandeffectivecommunication,trainingandmonitoringofpolicies,controlsandinitiativesacrossfunctionsandthroughouttheregion.

SupportingtheSeniorDirectorforeffectiveleadershipofEthics&Compliancelocallytoensurethespecifiedaffiliatemaintainsaneffectivecomplianceprogramandaccomplishestheglobalcompliancestandardbyconductingbusinessandallactivitieswiththehighestsenseofethicsandintegrity,withconsistentandappropriateconsiderationoflocaldifferences.

SupportingtheSeniorDirectorforleadingTonefromtheTopandothercompliancecommunicationprogramsthatemphasizetheimportanceofcompliance,maintainingaspeakupcultureandthecompany’scommitmenttocomplianceandactinginalegal,compliantandethicalmanner

Ethics&Compliancepolicydevelopmentsandsupportiveprocessesinthespecifiedaffiliate

Coordinatingriskassessment,identificationandmanagementactivitiestoensureanintegratedapproachtoidentifyingandmanagingrisk,performingprospectivesystemicreviewsofapplicableprocesses,protocols,andpracticesand/orretrospectivereviewsofactualpractices,andfacilitatingthecompletionofriskmapsforsignificantrisksincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.

Planningandimplementationofadequatemonitoringandcontrolsystemtosecureahighlevelofcompliancewiththeentireorganizationincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.

Anti-BriberyandAnti-Corruptionprogram,includingthird-partyduediligenceprocessesrelatingtocomplianceinthespecifiedaffiliate

Dataprivacyaccordingtothelocallawsandrequirementsinthespecifiedaffiliate

ControloninformationprovidedtoHCPbycommercialormedicalinthespecifiedaffiliate

Controlonpaymentorfunding(includinggrant,donationandsponsorship)toHCPorhealthcareorganizationsinthespecifiedaffiliate

Identifying,definingandtrackingthecomplianceandregulatoryenvironmentintheapplicablelocalcountriesinthespecifiedaffiliate

SupportingtheSeniorDirectorforthemanagementofprocessestocollectandappropriatelyreportcomplianceviolationsandpotentialviolationsinatimelyfashion,includingeffectiveimplementationandmanagementofcompliancehotlinesandhelplines.

SupportingtheSeniorDirectorforstrategicoversightoftracking,trendingandappropriateinvestigationofandfollow-uponethicsandcompliancerelatedissues,concernsoractualorpotentialviolationsconsistentwithglobalandregionalprocesses;thisincludesimplementingappropriatecorrectiveactionsifviolationsoccur.

BenchmarkinglocalcomplianceinitiativesandstructurestoensurethattheCompanyfollowsbestpracticesinthepharmaceuticalindustry.

SupportingtheSeniorDirectorforallocatingcomplianceresourcesinaccordancewiththelevelofcomplianceriskinthespecifiedaffiliate.

SupportingtheSeniorDirectorforidentifying,preventingand/orresolvinglocalandspecifiedcompliancerisks,includingmanagementoflocalethicsandcomplianceriskassessmentsandsupportforregionalandglobalethicsandcomplianceriskassessments.

SupportingtheSeniorDirectorforoverseeandensurethatspecifiedaffiliatesestablishandruncross-functionallocalComplianceCommitteeswithappropriategovernance.

Implementing,enhancingandensuringthattransfersofvaluetoHCPs,HCOs,patientorganizationsandanyotherrequiredtransparencyareappropriatelydone,collectedandreportedwithintheregionaland/orglobalframeworkfortransparency,inaccordancewithlaws,regulations,codesandcompanypoliciesandprocessesinthespecifiedaffiliate.

Effectivelyimplementingthethirdpartycompliancestandardtothelocalbusinesspartnersinthespecifiedaffiliate

OtherEthics&ComplianceinitiativesdeemednecessarytofurtherenhanceAstellas’commitmenttocompliance(includinggloballeadershiproleforcertainspecificarea)inthespecifiedaffiliateandregionally,asdirectedbytheSeniorDirector,E&C,EastAsia